FSCS in-default register

Keith G. Wallace and Associates Ltd.

Declared in default15 July 1999FRN 137086

What this means for you

Because Keith G. Wallace and Associates Ltd. has been declared in default, you can't complain via the Financial Ombudsman Service in the normal way. Instead, eligible customers can apply to the Financial Services Compensation Scheme for compensation.

Background

Keith G. Wallace and Associates Ltd. (FRN 137086) was declared in default by the Financial Services Compensation Scheme on 15 July 1999. The firm's regulatory product authorisation records are not specified in available data. Eligible claimants may be entitled to FSCS compensation up to £85,000 for most investment and deposit-related claims, or up to 90 per cent of losses for insurance products with no upper limit, depending on the nature of their claim.

Products this firm wrote

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How to claim

  1. Check you were a customer of this firm during the period it was regulated.
  2. Gather your policy / advice / contract paperwork — start with anything you have in writing.
  3. Identify your loss and the date it crystallised.
  4. Apply via the FSCS online claim portal at claims.fscs.org.uk.
  5. The FSCS investigation typically takes 6–18 months. They will assess eligibility, liability and quantum.